Case Study
Technology

Markham SaaS Startup Achieves SOC 2 Type II Certification

A Markham SaaS startup needed SOC 2 Type II certification to close enterprise deals. King of IT guided them through the entire process, implementing technical controls and preparing them for their audit.

Client Type

B2B SaaS company

Size

32 staff (developers + business)

Location

Markham, Ontario

Timeline

16 weeks

The Challenge

The startup was losing enterprise deals without SOC 2:

Business Impact:

• Lost 3 enterprise deals worth $400K+ ARR due to no SOC 2

• Enterprise prospects requiring security questionnaires taking 40+ hours each

• No formal security policies or incident response procedures

• Engineering team spending time on compliance instead of product

Technical Gaps:

• No centralized identity management

• Inconsistent access controls across AWS and internal systems

• No formal change management process

• Limited logging and monitoring capabilities

• No vendor security assessment process

The Solution

King of IT implemented a comprehensive SOC 2 program:

Phase 1: Gap Assessment (Week 1-3)

Mapped current state against SOC 2 Trust Service Criteria

Identified 47 control gaps requiring remediation

Prioritized by audit impact and implementation effort

Created 16-week roadmap to audit readiness

Phase 2: Policy & Process (Week 4-8)

Developed comprehensive security policy framework

Created incident response and change management procedures

Implemented vendor assessment process

Established security awareness training program

Phase 3: Technical Controls (Week 9-14)

Deployed Azure AD with SSO and MFA everywhere

Implemented SIEM for centralized logging

Configured AWS CloudTrail and GuardDuty

Automated access reviews and provisioning

Phase 4: Audit Preparation (Week 15-16)

Pre-audit readiness assessment

Evidence collection automation

Auditor briefing and coordination

The Results

SOC 2 Type II

Certification achieved on first attempt

3 months

Time to close first enterprise deal post-certification

$1.2M

New ARR from previously blocked opportunities

85%

Reduction in security questionnaire response time

"We were completely overwhelmed by SOC 2 requirements. King of IT didn't just implement controls—they taught us how to maintain a security program. We passed our audit on the first try and closed our first enterprise deal within 90 days."

CEO

Markham SaaS Startup

Technologies Used

Azure AD
AWS Security Services
SIEM
Automated Compliance
SSO/MFA

Services Provided

SOC 2 Compliance
Security Program Development
vCISO Services
Managed Security

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